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ISO-IEC-42001-Lead-Auditor最新受験攻略 & ISO-IEC-42001-Lead-Auditor関連資格試験対応
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PECB ISO-IEC-42001-Lead-Auditor 認定試験の出題範囲:
トピック
出題範囲
トピック 1
- Fundamental principles and concepts of an AI management system: This section of the exam measures the skills of an AI Compliance Officer and covers the basic principles of artificial intelligence, including ethical use, trustworthiness, and transparency. It introduces the purpose and importance of having an AI management system in place for responsible AI governance.
トピック 2
- Preparing an ISO
- IEC 42001 audit: This section of the exam measures the skills of a Lead Auditor and covers how to plan and prepare for an AI management system audit. It includes creating audit plans, selecting team members, and setting clear objectives to ensure a smooth audit process.
トピック 3
- Managing an ISO
- IEC 42001 audit program: This section of the exam measures the skills of an AI Compliance Officer and deals with overseeing an entire audit program. It involves managing multiple audits, tracking audit performance, and aligning audit outcomes with broader organizational goals related to AI governance.
トピック 4
- AI management system requirements: This section of the exam measures the skills of a Lead Auditor and focuses on understanding the key requirements outlined in ISO
- IEC 42001. It explains how organizations should structure their AI-related activities and processes to meet compliance standards effectively.
トピック 5
- Closing an ISO
- IEC 42001 audit: This section of the exam measures the skills of an AI Compliance Officer and explains how to complete the audit process. It includes reporting findings, managing nonconformities, and conducting follow-ups to ensure continuous improvement and compliance.
>> ISO-IEC-42001-Lead-Auditor最新受験攻略 <<
ISO-IEC-42001-Lead-Auditor関連資格試験対応、ISO-IEC-42001-Lead-Auditor問題トレーリング
複雑な知識が簡素化され、学習内容が習得しやすいISO-IEC-42001-Lead-Auditorテストトレントのセットを提供します。これにより、貴重な時間を制限しながら、より重要な知識を獲得できます。当社のISO-IEC-42001-Lead-Auditorガイドトレントには、計時機能とシミュレーションテスト機能が装備されています。タイムキーパーを設定して、速度を調整し、効率を改善するために注意を払うのに役立ちます。当社の専門家チームは、ISO-IEC-42001-Lead-Auditor認定トレーニングでISO-IEC-42001-Lead-Auditor試験を準備するのに20〜30時間しかかからない非常に効率的なトレーニングプロセスを設計しました。
PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam 認定 ISO-IEC-42001-Lead-Auditor 試験問題 (Q11-Q16):
質問 # 11
An audit team member is tasked with evaluating a sophisticated AI system used for autonomous driving. They lack the necessary expertise but proceed without consulting a specialist. Which principle is being neglected in this scenario?
- A. Independence
- B. Confidentiality
- C. Integrity
- D. Due Professional Care
正解:D
解説:
The principle being neglected isDue Professional Care.
According toISO 19011:2018 - Clause 4(f), auditors are expected to applydiligence, competence, and judgmentduring audit activities. If an auditor proceeds with an auditwithout the required expertise, especially for a high-risk system like autonomous driving, this violates the principle of due care.
ThePECB Lead Auditor Guide - Domain 3clearly states that in complex technical environments (such as AI or autonomous systems), auditors mustseek assistance from domain specialistswhen they lack direct experience.
質問 # 12
Was the involvement of Ms. Rebecca Hayes, the internal auditor, necessary for the audit at ImoAI? Refer to scenario 9.
Scenario 9: ImoAl, headquartered in California. USA, provides Al solutions for various industries such as finance, healthcare, retail, and manufacturing. Its clients include major financial institutions seeking Al powered fraud detection systems, healthcare providers leveraging Al for diagnostics and patient care, retailers optimizing supply chain management with Al forecasting, and manufacturers enhancing production efficiency through Al-driven automation.
ImoAl has recently undergone a certification audit to ensure that its artificial intelligence management system AIMS is in compliance with ISO/IEC 42001. During the audit, a major nonconformity related to data security protocols was identified, requiring urgent resolution.
ImoAl swiftly initiated corrective actions to address the
major nonconformity. The audit follow-up, in agreement with the auditee, was scheduled six weeks after the initial audit. As part of exploring alternatives to audit follow-up, the audit team leader chose to verify the effectiveness of the actions taken by the auditee by scheduling a specific visit to ImoAI's premises.
The follow-up audit involved a thorough evaluation of the effectiveness of these actions. The audit team leader thoroughly examined the corrections, corrective actions, and root cause analysis conducted by ImoAl to assess whether they adequately addressed the nonconformity identified during the initial audit.
In conjunction with the external audit follow-up, ImoAl engaged its internal auditing team to oversee the progress of corrective actions. The AIMS manager of ImoAl updated Ms. Rebecca Hayes, the internal auditor, on the status of corrections and corrective actions prompted by the nonconformity identified during the external audit. Subsequently, Ms. Hayes thoroughly reviewed these measures, analyzing the corrections, root causes, and effectiveness of the implemented actions.
Upon satisfactory validation of the action plans, ImoAl was recommended for certification.
- A. No, as it falls outside the scope of the internal auditor's responsibilities
- B. Yes, the internal auditor should follow up on the action plans that have been submitted
- C. No, as permission from the external auditor should have been required
正解:B
解説:
Internal auditors play a vital role in the organization's continual improvement process by following up on corrective actions and ensuring nonconformities are resolved effectively. ISO/IEC 42001:2023 Clause 9.2 (Internal Audit) and ISO 19011:2018 promote internal audits as essential tools for monitoring and validating the status of corrective actions.
Involving Ms. Hayes, the internal auditor, to review the status of corrections, root causes, and their effectiveness is both appropriate and beneficial. Her actions supported the management system's internal verification prior to the external audit team's final decision.
Reference:
ISO/IEC 42001:2023 Clause 9.2 - Internal Audit
ISO 19011:2018 Clause 5.6 - Internal audit follow-up procedures
===========
質問 # 13
Question:
Who is responsible for reviewing the corrections, identified causes, and corrective actions of the auditee?
- A. The certification body
- B. The audit team
- C. The internal auditor
正解:A
解説:
Thecertification bodyhas the ultimate responsibility forreviewing and verifyingcorrective actions after an audit.
* ISO/IEC 17021-1:2015 Clause 9.4.9states:"The certification body shall review the correction, cause analysis, and corrective actions proposed by the client."
* Although the audit team may assist, responsibility lies with the certification body for ensuring compliance before issuing or maintaining certification.
Reference:ISO/IEC 17021-1:2015 Clause 9.4.9; ISO/IEC 42001 Lead Auditor Guide Section 8 ("Post-Audit Responsibilities").
質問 # 14
Scenario:
UrDesign, an interior design company, has recently decided to use machine learning for classification, regression tasks, and more complex tasks related to structured prediction.
Question:
What category of machine learning did UrDesign decide to use?
- A. Supervised machine learning
- B. Unsupervised machine learning
- C. Reinforcement learning
- D. Semi-supervised machine learning
正解:A
解説:
Supervised machine learning involves learning from labeled data, where tasks include classification and regression-exactly matching the description given. ISO/IEC 22989:2022 (Clause 6.5) defines supervised learning accordingly.
Reference: ISO/IEC 22989:2022, Clause 6.5 (Machine Learning Categories).
質問 # 15
What should an auditor do to evaluate the auditee's conformity to control A.9 Use of AI systems?
- A. Interview the CEO regarding ethical decisions made in previous AI projects
- B. Verify processes and objectives for the responsible use of AI systems, assess implementation mechanisms, and confirm compliance with intended use
- C. Analyze contracts with partners, suppliers, and third parties to verify that responsibilities related to AI systems are stated
- D. Review diagrams or records that show the data flow and history to validate traceability
正解:B
解説:
Control A.9 in ISO/IEC 42001:2023 addresses the use of AI systems. It requires organizations to ensure AI systems are used in accordance with defined objectives and aligned with ethical principles, intended use, and applicable controls. Auditors must evaluate whether processes exist for the responsible use of AI and confirm that implementation aligns with those objectives.
Option A is related more to third-party agreements (Control A.6), and Option C refers to traceability (Control A).7 or A.13).
Reference:
ISO/IEC 42001:2023, Annex A, Control A.9 - Use of AI Systems
PECB ISO/IEC 42001 Lead Auditor Study Guide - Section: Verifying Responsible Use of AI
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質問 # 16
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当社の製品は、実践と記憶に値する専門知識の蓄積です。一緒に参加して、お客様のニーズに合わせてISO-IEC-42001-Lead-Auditorガイドクイズの成功に貢献する多くの専門家がいます。 ISO-IEC-42001-Lead-Auditorトレーニング準備のすべての内容は、素人にfされているのではなく、この分野のエリートによって作成されています。弊社の優秀なヘルパーによる効率に魅了された数万人の受験者を引き付けたリーズナブルな価格に沿ってみましょう。難しい難問は、ISO-IEC-42001-Lead-Auditorクイズガイドで解決します。
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